|
Glyn Hughes'
Squashed Philosophers The
Condensed Edition of "all things are in God" |
INTRODUCTION
to Baruch Spinoza's Ethics
"The noblest and
most lovable of the great philosophers", as Bertrand Russell
called him, was born in Amsterdam in 1632, of a family of
Portuguese Marranos (Jews who had been forcibly converted to
Christianity by the Inquisition, but secretly kept their faith.)
He shone at Torah school, and may well have been expected to
become a Rabbi, but the death of his father forced him into the
family export business. On July 27th 1656 he was solemnly
excommunicated by the Jewish community. What exactly his
"monstrous deeds" and "abominable heresies"
were, we do not know, but he was unable to settle afterwards,
wandering the Netherlands, supported by helpful patrons and by
his work as a lens-grinder.
The Ethics, only published after Spinoza's death, is
ingenious, not just for what it says, but for how it says it.
Presented with the assumed precision of a geometry textbook, its
central idea is that God is the universe, the one
substance in which all natural phenomena exist. That all things
are just states of God is 'pantheism'- a workable idea, but a
horrifying heresy to Jews and Christians alike, because it
presents a God who is completely indifferent to our desires and
actions and with whom free-will is an impossibility.
THE VERY
SQUASHED VERSION
PART
II
PROP. XI. God, or substance, consists of infinite
attributes, of which each expresses eternal and infinite
essentiality, necessarily exists.
PROP. XIV. Besides God no substance can be granted or conceived.
PROP. XV. Whatsoever is, is in God.
PROP. XXV. God is the efficient cause not only of the existence
of all things, but also of their essence.
PROP. XXXII. Will cannot be called a free cause, but only a
necessary cause.
PROP. XXXIII. Things could not have been brought into being by
God in any manner or in any order different from that which has
in fact obtained.
PART II
PROP. I. Thought is an attribute of God, or God is a
thinking thing.
PROP. X. The being of substance does not appertain to the essence
of man- in other words, substance does not constitute the actual
being of man.
PROP. XLV. Every idea of every body, necessarily involves the
eternal and infinite essence of God.
PROP. XLVIII. In the mind there is no absolute or free will; but
the mind is determined to wish this or that by a cause, which has
also been determined by another cause, and this last by another
cause, and so on to infinity.
THIS SQUASHED
VERSION
This version is based on
the translation from the Latin by R. H. M. Elwes, reducing the
original 84,000 words to about 9,400
GLOSSARY
Axiom:
Something to be accepted as true, without need of proof
Corollary: A proposition which necessarily follows from
one already proved.
Extension: Physical shape
Lemma: A subsidiary proposition.
Q.E.D: (Latin quod erat demonstrandum- 'that which
was to be proved') The note added at the end of convincing
geometric explanations by Euclid (c300BC) in his Elements
Ethics
Demonstrated
by the Method of Geometry
by
Baruch Spinoza, 1677
Squashed version
edited by Glyn Hughes © 2000
PART I:
CONCERNING GOD
DEFINITIONS
I. By that which is self-caused, I mean that of which the
essence involves existence.
II. A thing is called finite after its kind, when it can
be limited by another thing of the same nature.
III. By substance, I mean that which is in itself, and is
conceived through itself: in other words, that of which a
conception can be formed independently of any other conception.
IV. By attribute, I mean that which the intellect
perceives as constituting the essence of substance.
V. By mode, I mean the modifications of substance.
VI. By God, I mean a being absolutely infinite-that is, a
substance consisting in infinite attributes, of which each
expresses eternal and infinite essentiality.
VII. That thing is called free, which exists solely by the
necessity of its own nature, and of which the action is
determined by itself alone.
VIII. By eternity, I mean existence itself.
AXIOMS.
I. Everything which exists, exists either in itself or in
something else.
II. That which cannot be conceived through anything else
must be conceived through itself.
III. From a given definite cause an effect necessarily
follows; and, on the other hand, if no definite cause be granted,
it is impossible that an effect can follow.
IV. The knowledge of an effect depends on and involves the
knowledge of a cause.
V. Things which have nothing in common cannot be
understood the one by means of the other; the conception of one
does not involve the conception of the other.
VI. A true idea must correspond with its ideate or object.
VII. If a thing can be conceived as non-existing, its
essence does not involve existence.
PROPOSITIONS
PROP. I. Substance is by
nature prior to its modifications.
PROOF: This is clear from Def. iii. and v.
PROP. II. Two substances,
whose attributes are different, have nothing in common.
PROOF: Also evident from Def. iii.
PROP. III. Things which
have nothing in common cannot be one the cause of the other.
PROOF: Evident from Ax. v. and iv
PROP. V. There cannot exist
in the universe two or more substances having the same nature or
attribute.
PROOF: -If several distinct substances be granted, they
must be distinguished either by their attributes, or by their
modifications (Prop. iv.). It will be granted that there cannot
be more than one with an identical attribute. It follows that
setting the modifications aside, and considering substance in
itself, that is truly, (Deff. iii. and vi.), there cannot be
conceived one substance different from another,-that is (by Prop.
iv.), there cannot be granted several substances, but one
substance only. QED.
PROP. VII. Existence
belongs to the nature of substances.
PROOF: Substance cannot be produced by anything external,
it must, therefore, be its own cause- that is, its essence
necessarily involves existence, or existence belongs to its
nature.
PROP. XI. God, or
substance, consists of infinite attributes, of which each
expresses eternal and infinite essentiality, necessarily exists.
PROOF: If this be denied, conceive, if possible, that God
does not exist: then his essence does not involve existence. But
this (Prop. vii.) is absurd. Therefore God necessarily exists.
Another proof. Of everything whatsoever a cause or reason must be
assigned, either for its existence, or for its non-existence If,
then, no cause or reason can be given, which prevents the
existence of God, or which destroys his existence, we must
certainly conclude that he necessarily does exist. QED.
PROP. XIII. Substance
absolutely infinite is indivisible.
PROOF: If it could be divided, the parts into which it was
divided would either retain the nature of absolutely infinite
substance, or they would not. If the former, we should have
several substances of the same nature, which (by Prop. v.) is
absurd. If the latter, then (by Prop. vii.) substance absolutely
infinite could cease to exist, which (by Prop. xi.) is also
absurd.
PROP. XIV. Besides God no
substance can be granted or conceived.
PROOF: As God is absolutely infinite, and he necessarily
exists (by Prop. xi.); if any substance besides God were granted,
it would have to be explained by some attribute of God, and thus
two substances with the same attribute would exist, which (by
Prop. v.) is absurd. QED.
PROP. XV. Whatsoever is, is
in God.
PROOF: Besides God, no substance is granted or can be
conceived, therefore, without God nothing can be, or be
conceived. QED.
NOTE: Some assert that God, like a man, consists of body
and mind, and is susceptible of passions. Such persons have
strayed from the truth. As there does not exist a vacuum in
nature, but all parts are bound to come together to prevent it,
it follows from this that the parts cannot be distinguished, and
that extended substance cannot be divided.
PROP. XVII. God acts solely
by the laws of his own nature, and is not constrained by anyone.
PROOF: We proved (in Prop. xv.) that all things are in
God. Wherefore God acts solely by the laws of his own nature, and
is not constrained by anyone. QED.
COROLLARY. It follows that God is the sole free cause.
NOTE: Others think that God is a free cause. But this is
the same as if they said, that God could bring it about, that it
should follow from the nature of a triangle that its three
interior angles should not be equal to two right angles; or that
from a given cause no effect should follow, which is absurd. The
omnipotence of God has been displayed from all eternity, and will
for all eternity remain in the same state of activity. For
intellect and will, which should constitute the essence of God,
would perforce be as far apart as the poles from the human
intellect and will, in fact, would have nothing in common with
them but the name; there would be about as much correspondence
between the two as there is between the Dog, the heavenly
constellation, and a dog, an animal that barks. The intellect of
God is the cause both of the essence and the existence of our
intellect.
PROP. XXV. God is the
efficient cause not only of the existence of all things, but also
of their essence.
PROOF: If this be denied, then God is not the cause of the
essence of things, which is (by Prop. xv.) absurd. QED.
PROP. XXX. Intellect must
comprehend the attributes of God and the modifications of God,
and nothing else.
PROOF: A true idea must agree with its object (Ax. vi.);
in other words (obviously), that which is contained in the
intellect in representation must necessarily be granted in
nature. But in nature (by Prop. xiv., Cor. i.) there is no
substance save God, nor any modifications save those (Prop. xv.)
which are in God, and cannot without God either be or be
conceived. QED.
PROP. XXXII. Will cannot be
called a free cause, but only a necessary cause.
PROOF: Will is only a particular mode of thinking, like
intellect, it cannot be called a free cause, but only a necessary
or constrained cause. QED.
COROLLARY I. Hence it follows, first, that God does not
act according to freedom of the will.
COROLLARY II. It follows, secondly, that will and
intellect stand in the same relation to the nature of God as do
motion, and rest. For will, like rest, stands in need of a cause.
Wherefore will no more appertains to God than does anything else
in nature, but stands in the same relation to him as motion,
rest, and the like, which follow from the necessity of the divine
nature.
PROP. XXXIII. Things could
not have been brought into being by God in any manner or in any
order different from that which has in fact obtained.
PROOF: If the order of nature would have been different,
God's nature would also have been able to be different from what
it now is; and therefore (by Prop. xi.) that different nature
also would have perforce existed, and consequently there would
have been two or more Gods. This (Prop. xiv., Cor. i.) is absurd.
PROP. XXXVI. There is no
cause from whose nature some effect does not follow.
PROOF: Whatsoever exists expresses God's nature which is
the cause of all things, therefore an effect must (by Prop. xvi.)
necessarily follow. QED.
APPENDIX: In the foregoing
I have explained that God necessarily exists, that he is one:
that he acts solely by the necessity of his own nature; that all
things are in God, and that all things are predetermined by God.
Yet there still remains the notion commonly entertained, that God
directs all things to a definite goal. However, men are bound to
estimate the nature of such (having no information on the
subject) in accordance with their own nature, and therefore they
assert that the gods ordained everything for the use of man. Thus
prejudice and superstition took deep root in the human mind.
There is no need to show at length, that nature has no particular
goal in view, and that final causes are mere human figments. For,
If God acts for the sake of an end, then he necessarily desires
something which he lacks. It is commonly said: "everyone is
wise in his own way" ,which proverb shows that men judge of
things according to their mental disposition, if they understood
as mathematicians they would be better convinced by what I have
urged. If all things follow from the absolutely perfect nature of
God, why are there so many imperfections in nature? such as
putridity, loathsome deformity, confusion, evil, sin, &c. But
these things are not more or less perfect, according as they
delight or offend human senses
PART II:
ON THE NATURE AND ORIGIN OF THE MIND
PREFACE
I now pass on to explaining the results, which must necessarily
follow from the essence of God, or of the eternal and infinite
being.
DEFINITIONS
DEFINITION I. By body I mean a mode which expresses in a
certain determinate manner the essence of God, in so far as he is
considered as an extended thing.
DEFINITION II. I consider as belonging to the essence of a
thing that, which being given, the thing is necessarily given
also, and, which being removed, the thing is necessarily removed
also.
DEFINITION III. By idea, I mean the mental conception
which is formed by the mind as a thinking thing.
DEFINITION IV. By an adequate idea, I mean an idea which,
considered in itself, without relation to the object, has all the
properties or intrinsic marks of a true idea.
DEFINITION V. Duration is the indefinite continuance of
existing.
DEFINITION VI. Reality and perfection I use as synonymous
terms.
DEFINITION VII. By particular things, I mean things which
are finite and have a conditioned existence.
AXIOMS
I. The essence of man does not involve necessary
existence, that is, it may, in the order of nature, come to pass
that this or that man does or does not exist.
II. Man thinks.
III. Modes of thinking, such as love, desire, or any other
of the passions, do not take place, unless there be in the same
individual an idea of the thing loved, desired, &c. But the
idea can exist without the presence of any other mode of
thinking.
IV. We perceive that a certain body is affected in many
ways.
V. We feel and perceive no particular things, save bodies
and modes of thought.
PROPOSITIONS
PROP. I. Thought is an
attribute of God, or God is a thinking thing.
PROOF: Particular thoughts are modes which express the
nature of God (Pt. i., Prop. xxv., Coro.). God therefore
possesses the attribute (Pt. i., Def. v.) of which the concept is
involved. QED.
NOTE: This proposition is also evident from the fact, that
we are able to conceive an infinite thinking being.
PROP. II. Extension is an
attribute of God, or God is an extended thing.
PROOF: The proof of this proposition is similar to that of
the last.
PROP. VII. The order and
connection of ideas is the same as the order and connection of
things.
PROOF: This proposition is evident from Part i., Ax. iv.
COROLLARY: Hence God's power of thinking is equal to his
power of action. For instance, a circle existing in nature, and
the idea of a circle existing, which is also in God, are one and
the same thing displayed through different attributes.
PROP. X. The being of
substance does not appertain to the essence of man- in other
words, substance does not constitute the actual being of man.
PROOF: The being of substance involves necessary existence
(Part i., Prop. vii.). If, therefore, the being of substance
appertains to the essence of man, substance being granted, man
would necessarily be granted also (II.Def.ii.), and,
consequently, man would necessarily exist, which is absurd
(II.Ax.i.). Therefore, &c. QED.
NOTE: Everyone must surely admit, that nothing can be or
be conceived without God. All men agree that God is the one and
only cause of all things, both of their essence and of their
existence.
PROP. XI. The first
element, which constitutes the actual being of the human mind, is
the idea of some particular thing actually existing.
PROOF: The essence of man is constituted by certain modes
of the attributes of God, namely (by II. Ax. ii.), by the modes
of thinking. Therefore an idea is the first element constituting
the human mind, but not the idea of a non-existent thing, for
then the idea itself cannot be said to exist. QED.
COROLLARY: Hence it follows, that the human mind is part
of the infinite intellect of God.
NOTE: Here, I doubt not, readers will come to a stand, and
will call to mind many things which will cause them to hesitate;
I therefore beg them to accompany me slowly, step by step, and
not to pronounce on my statements, till they have read to the
end.
PROP. XII. Whatsoever comes
to pass in the object of the idea, which constitutes the human
mind, must be perceived by the human mind, if the object of the
idea constituting the human mind be a body, nothing can take
place in that body without being perceived by the mind.
PROOF: Whatsoever comes to pass in the object of any idea,
the knowledge thereof is necessarily in God, in so far as he
constitutes the mind of anything. For if the body were not the
object of the human mind, the ideas of the affections of the body
would not be in God in so far as He has created our mind, but
would be in Him so far as He has formed the mind of another
thing.
PROP. XIII. The object of
the idea constituting the human mind is the body, in other words
a certain mode of extension which actually exists, and nothing
else.
PROOF: If indeed the body were not the object of the human
mind, the ideas of the modifications of the body would not be in
God. Therefore the object of the idea constituting the human mind
is the body, and the body as it actually exists.
NOTE: We thus comprehend, not only that the human mind is
united to the body, but also the nature of the union between mind
and body. However, no one will be able to grasp this adequately
or distinctly, unless he first has adequate knowledge of the
nature of our body. The propositions we have advanced hitherto
have been entirely general, applying not more to men than to
other individual things, all of which, though in different
degrees, are animated. For of everything there is necessarily an
idea in God, of which God is the cause, in the same way as there
is an idea of the human body; thus whatever we have asserted of
the idea of the human body must necessarily also be asserted of
the idea of everything else. Still, we cannot deny that ideas,
like objects, differ one from the other, and as any given body is
more fitted than others for doing many actions or receiving many
impressions at once, so also is the mind. We may thus recognize
the superiority of one mind over others.
To explain and prove more accurately these matters, I must premise a few statements concerning bodies.
AXIOM I. All bodies are
either in motion or at rest.
AXIOM II. Every body is moved sometimes more slowly,
sometimes more quickly.
LEMMA I. Bodies are
distinguished from one another in respect of motion and rest,
quickness and slowness, and not in respect of substance.
PROOF: The first part of this proposition is, I take it,
self-evident. That bodies are not distinguished in respect of
substance, is plain both from I. v. and I. viii. It is brought
out still more clearly from I. xv, note.
LEMMA III. A body in motion
or at rest must be determined to motion or rest by another body.
PROOF: Bodies are individual things (II., Def. i.), which
(Lemma I.) are distinguished one from the other in respect to
motion and rest; thus (I. xxviii.) each must necessarily be
determined to motion or rest by another individual thing, namely
(II. vi.), by another body, which other body is also (Ax. i.) in
motion or at rest. And this body again can only have been set in
motion or caused to rest by being determined by a third body to
motion or rest. This third body again by a fourth, and so on to
infinity. QED.
COROLLARY: Hence it follows, that a body in motion keeps
in motion, until it is determined to a state of rest by some
other body; and a body at rest remains so, until it is determined
to a state of motion by some other body. This is indeed
self-evident.
PROP. XVI. The idea of
every mode, in which the human body is affected by external
bodies, must involve the nature of the human body, and also the
nature of the external body.
PROOF: All the modes, in which any given body is affected,
follow from the nature of the body affected, and also from the
nature of the affecting body (by Ax. i., after the Cor. of Lemma
iii.).
PROP. XIX. The human mind
has no knowledge of the body, and does not know it to exist, save
through the ideas of the modifications whereby the body is
affected.
PROOF: The human mind is the very idea or knowledge of the
human body (II. xiii.), which (II. ix.) is in God. Thus God has
the idea of the human body, the human mind does not know the
human body.
PROP. XX. The idea or
knowledge of the human mind is also in God.
PROOF: Thought is an attribute of God, this idea or
knowledge of the mind does not follow from God, in so far as he
is infinite, but in so far as he is affected by another idea of
an individual thing (II. ix.). But (II. vii.) the order and
connection of ideas is the same as the order and connection of
causes; therefore this idea or knowledge of the mind is in God
and is referred to God, in the same manner as the idea or
knowledge of the body. QED.
PROP. XXI. This idea of the
mind is united to the mind in the same way as the mind is united
to the body.
PROOF: That the mind is united to the body we have shown
from the fact, that the body is the object of the mind (II. xii.
and xiii.); and so for the same reason the idea of the mind must
be united with its object. QED.
PROP. XXIII. The mind does
not know itself, except in so far as it perceives the ideas of
the modifications of the body.
PROOF: Since (II. xix.) the human mind does not know the
human body itself, that is (II. xi. Coro.), since the knowledge
of the human body is not referred to God, therefore, neither is
the knowledge of the mind referred to God, in so far as he
constitutes the essence of the human mind. QED.
PROP. XXXII. All ideas, in
so far as they are referred to God, are true.
PROOF: All ideas which are in God agree in every respect
with their objects (II. vii. Coro.), therefore (I. Ax. vi.) they
are all true. QED.
PROP. XXXIV. Every idea,
which in us is absolute or adequate and perfect, is true.
PROOF: When we say that an idea in us is adequate and
perfect, we say, in other words (II. xi. Coro.), that the idea is
adequate and perfect in God, in so far as he constitutes the
essence of our mind; consequently (II. xxxii.), we say that such
an idea is true. QED.
PROP. XXXV. Falsity
consists in the privation of knowledge, which inadequate,
fragmentary, or confused ideas involve.
PROOF: There is nothing positive in ideas, which causes
them to be called false (II. xxxiii.); but falsity cannot consist
in simple privation, neither can it consist in absolute
ignorance, for ignorance and error are not identical; wherefore
it consists in the privation of knowledge, which inadequate,
fragmentary, or confused ideas involve. QED.
NOTE: Men are mistaken in thinking themselves free; their
opinion is made up of consciousness of their own actions, and
ignorance of the causes by which they are conditioned. What the
will is, and how it moves the body, they none of them know.
PROP. XXXVIII. Those
things, which are common to all, and which are equally in a part
and in the whole, cannot be conceived except adequately.
PROOF: Let A be something, which is common to all bodies,
and which is equally present in the part of any given body and in
the whole. I say A cannot be conceived except adequately. For the
idea thereof in God will necessarily be adequate. QED.
PROP. XXXIX. That, which is
common to and a property of the human body, and which is present
equally in each part of either, will be represented by an
adequate idea in the mind.
PROOF: If A be that which is a property of the human body,
there will be an adequate idea of A in God. QED.
COROLLARY: Hence it follows that the mind is fitted to
perceive adequately more things, in proportion as its body has
more in common with other bodies.
PROP. XL. Whatsoever ideas
in the mind follow from ideas which are therein adequate, are
also themselves adequate.
PROOF: This proposition is self-evident. For when we say
that an idea in the human mind follows from ideas which are
therein adequate, we say, in other words (II. xi. Coro.), that an
idea is in the divine intellect, in so far as he constitutes the
essence of the human mind. Those who have most often regarded
with admiration the stature of man, will by the name of man
understand an animal of erect stature; those who have been
accustomed to regard some other attribute, will form a different
general image of man, for instance, that man is a laughing
animal, a two-footed animal without feathers, a rational animal,
and thus, everyone will form general images of things according
to the habit of his body. It is thus not to be wondered at, that
among philosophers, who seek to explain things in nature merely
by the images formed of them, so many controversies should have
arisen.
PROP. XLII. Knowledge of
the second and third kinds, not knowledge of the first kind,
teaches us to distinguish the true from the false.
PROOF: This proposition is self-evident. He, who knows how
to distinguish between true and false, must have an adequate idea
of true and false.
PROP. XLV. Every idea of
every body, necessarily involves the eternal and infinite essence
of God.
PROOF: Particular things cannot be conceived without God
(I. xv.); but, inasmuch as (II. vi.) they have God for their
cause. QED.
PROP. XLVII. The human mind
has an adequate knowledge of the eternal and infinite essence of
God.
PROOF: The human mind has ideas (II. xxii.), from which
(II. xxiii.) it perceives itself and its own body (II. xix.) and
external bodies (II. xvi. Cor. i. and II. xvii.) as actually
existing; therefore (II. xlv. and xlvi.) it has an adequate
knowledge of the eternal and infinite essence of God. QED.
NOTE: Men have not so clear a knowledge of God as they have of
general notions, because they are unable to imagine God as they
do bodies, and also because they have associated the name God
with images of things that they are in the habit of seeing, as
indeed they can hardly avoid doing, being, as they are, men, and
continually affected by external bodies. Many errors, in truth,
can be traced to this head, and very many controversies have
arisen from the fact, that men do not rightly explain their
meaning.
PROP. XLVIII. In the mind
there is no absolute or free will; but the mind is determined to
wish this or that by a cause, which has also been determined by
another cause, and this last by another cause, and so on to
infinity.
PROOF: The mind is a fixed and definite mode of thought
(II. xi.), therefore it cannot be the free cause of its actions
but (by I. xxviii.) it must be determined by a cause, which has
also been determined by another cause, and this last by another,
&c. QED.
NOTE: In the same way it is proved, that there is in the
mind no absolute faculty of understanding, desiring, loving,
&c. Whence it follows, that these and similar faculties are
either entirely fictitious, or are merely abstract and general
terms, such as we are accustomed to put together from particular
things. Thus the intellect and the will stand in the same
relation to this or that idea, or this or that volition, as
"lapidity" to this or that stone, or as "man"
to Peter and Paul. We must inquire, I say, whether there is in
the mind any affirmation or negation beyond that, which the idea,
in so far as it is an idea, involves. On which subject see the
following proposition, and II. Def. iii., lest the idea of
pictures should suggest itself. For by ideas I do not mean images
such as are formed at the back of the eye, or in the midst of the
brain, but the conceptions of thought.
It remains to point out the
advantages of a knowledge of this doctrine as bearing on conduct.
1. Inasmuch as it teaches us to act solely according to
the decree of God, and to be partakers in the Divine nature, and
so much the more, as we perform more perfect actions and more and
more understand God. Such a doctrine not only completely
tranquilizes our spirit, but also shows us where our highest
happiness or blessedness is, namely, solely in the knowledge of
God. We may thus clearly understand, how far astray from a true
estimate of virtue are those who expect to be decorated by God
with high rewards for their virtue, as if virtue and the service
of God were not in itself happiness and perfect freedom.
2. Inasmuch as it teaches us, how we ought to conduct
ourselves with respect to the gifts of fortune, or matters which
are not in our power, and do not follow from our nature. For it
shows us, that we should await and endure fortune's smiles or
frowns with an equal mind, seeing that all things follow from the
eternal decree of God by the same necessity, as it follows from
the essence of a triangle, that the three angles are equal to two
right angles.
3. This doctrine raises social life, inasmuch as it
teaches us to hate no man, neither to despise, to deride, to
envy, or to be angry with any. Further, as it tells us that each
should be content with his own, and helpful to his neighbour, not
from any womanish pity, favour, or superstition, but solely by
the guidance of reason.
4. Lastly, this doctrine confers no small advantage on the
commonwealth; for it teaches how citizens should be governed and
led, not so as to become slaves, but so that they may freely do
whatsoever things are best.
PART III:
ON THE ORIGIN AND NATURE OF THE EMOTIONS
Most writers on the emotions and on human conduct seem to be treating of matters outside nature than of natural phenomena following nature's general laws. I shall treat of the nature and strength of the emotions in exactly the same manner as I might of lines, planes, and solids.
DEFINITIONS
I. By an adequate cause, I mean a cause through which its
effect can be clearly and distinctly perceived. By an inadequate
or partial cause, I mean a cause through which, by itself, its
effect cannot be understood.
II. I say that we act when anything takes place, whereof
we are the adequate cause.
III. By emotion I mean the modifications of the body,
whereby the active power of the said body is increased or
diminished, aided or constrained.
N.B. If we can be the adequate cause of any of these
modifications, I then call the emotion an activity, otherwise I
call it a passion, or state wherein the mind is passive.
PROP. II. Body cannot
determine mind to think, neither can mind determine body to
motion or rest or any state different from these, if such there
be.
PROOF: All modes of thinking have for their cause God, by
virtue of his being a thinking thing, and not by virtue of his
being displayed under any other attribute (II. vi.). Again, the
motion and rest of a body must arise from another body, which has
also been determined to a state of motion or rest by a third
body, and absolutely everything which takes place in a body must
spring from God. QED.
NOTE: Experience teaches us no less clearly than reason,
that men believe themselves to be free, simply because they are
conscious of their actions, and unconscious of the causes whereby
those actions are determined.
PROP. VI. Everything, in so
far as it is in itself, endeavours to persist in its own being.
PROOF: No thing contains in itself anything whereby it can
be destroyed, or which can take away its existence (III. iv.);
but contrariwise it is opposed to all that could take away its
existence. QED.
PROP. IX. The mind, both in
so far as it has clear and distinct ideas, and also in so far as
it has confused ideas, endeavours to persist in its being for an
indefinite period, and of this endeavour it is conscious.
PROOF: The essence of the mind is constituted by adequate
and inadequate ideas. Now as the mind (II. xxiii.) is necessarily
conscious of itself through the ideas of the modifications of the
body, the mind is therefore (III. vii.) conscious of its own
endeavour.
PROP. XVII. If we conceive
that a thing, which is wont to affect us painfully, has any point
of resemblance with another thing which is wont to affect us with
pleasure, we shall hate the first-named thing, and at the same
time we shall love it.
PROOF: The given thing is in itself a cause of pain, and
(III. xiii. note) we shall hate it: further, inasmuch as we
conceive that it has some point of resemblance to something else,
which is wont to affect us with an equally strong emotion of
pleasure, we shall with an equally strong impulse of pleasure
love it (III.xvi.); thus we shall both hate and love the same
thing. QED.
NOTE: Hence we can easily conceive, that one and the same
object may be the cause of many and conflicting emotions.
PROP. XVIII. A man is as
much affected pleasurably or painfully by the image of a thing
past or future as by the image of a thing present.
PROOF: So long as a man is affected by the image of
anything, he will regard that thing as present, even though it be
non-existent. QED.
PROP. XXVI. We endeavour to
affirm, concerning that which we hate, everything which we
conceive to affect it painfully; and, contrariwise, we endeavour
to deny, concerning it, everything which we conceive to affect it
pleasurably.
PROOF: This proposition follows from III. xxiii., as the
foregoing proposition followed from III. xxi.
NOTE: Thus we see that it may readily happen, that a man
may easily think too highly of himself, or a loved object, and,
contrariwise, too meanly of a hated object. This feeling is
called pride, in reference to the man who thinks too highly of
himself, and is a species of madness, wherein a man dreams with
his eyes open, thinking that he can accomplish all things that
fall within the scope of his conception, and thereupon accounting
them real, and exulting in them, so long as he is unable to
conceive anything which excludes their existence, and determines
his own power of action. Pride, therefore, is pleasure springing
from a man thinking too highly of himself. Whereas the pleasure
which arises from thinking too little of a man is called disdain.
PROP. XLIII. Hatred is
increased by being reciprocated, and can on the other hand be
destroyed by love.
PROOF: He who conceives, that an object of his hatred
hates him in return, will thereupon feel a new hatred, while the
former hatred (by hypothesis) still remains. QED.
PROP. XLIV. Hatred which is
completely vanquished by love passes into love: and love is
thereupon greater than if hatred had not preceded it.
PROOF: He who begins to love a thing, which he was wont to
hate or regard with pain, from the very fact of loving feels
pleasure. To this pleasure involved in love is added the pleasure
arising from aid given to the endeavour to remove the pain
involved in hatred
PROP. L. Anything whatever
can be, accidentally, a cause of hope or fear.
PROOF: This proposition is proved in the same way as III.
xv., which see, together with the note to III. xviii.
NOTE: I do not think it worth while to point out here the
vacillations springing from hope and fear; it follows from the
definition of these emotions, that there can be no hope without
fear, and no fear without hope, as I will duly explain in the
proper place.
DEFINITIONS OF THE EMOTIONS
I. Desire is the actual
essence of man.
II. Pleasure is the transition of a man from a less to a
greater perfection.
III. Pain is the transition of a man from a greater to a
less perfection. I say transition: for pleasure is not perfection
itself. For, if man were born with the perfection to which he
passes, he would possess the same, without the emotion of
pleasure. The contrary emotion, pain consists in the transition
to a less perfection, and not in the less perfection itself.
Neither can we say, that pain consists in the absence of a
greater perfection. For absence is nothing, whereas the emotion
of pain is an activity.
IV. Wonder is the conception (imaginatio) of anything,
wherein the mind comes to a stand, because the particular concept
in question has no connection with other concepts.
VI. Love is pleasure, accompanied by the idea of an
external cause.
X. Devotion is love towards one whom we admire.
Explanation-Wonder (admiratio) arises (as we have shown, III.
lii.) from the novelty of a thing. If, therefore, it happens that
the object of our wonder is often conceived by us, we shall cease
to wonder at it; thus we see, that the emotion of devotion
readily degenerates into simple love.
XI. Derision is pleasure arising from our conceiving the
presence of a quality, which we despise, in an object which we
hate.
XII. Hope is an inconstant pleasure, arising from the idea
of something past or future, whereof we to a certain extent doubt
the issue.
XIII. Fear is an inconstant pain arising from the idea of
something past or future.
XIV. Confidence is pleasure arising from the idea of
something past or future, wherefrom all cause of doubt has been
removed.
XV. Despair is pain arising from the idea of something
past or future, wherefrom all cause of doubt has been removed.
XVI. Joy is pleasure accompanied by the idea of something
past, which has had an issue beyond our hope.
XIX. Approval is love towards one who has done good to
another.
XX. Indignation is hatred towards one who has done evil to
another.
XXI. Partiality is thinking too highly of anyone because
of the love we bear him.
XXIII. Envy is hatred, in so far as it induces a man to be
pained by another's good fortune, and to rejoice in another's
evil fortune.
XXIV. Sympathy (misericordia) is love, in so far as it
induces a man to feel pleasure at another's good fortune, and
pain at another's evil fortune.
XXVI. Humility is pain arising from a man's contemplation
of his own weakness of body or mind.
XXVIII. Pride is thinking too highly of one's self from
self-love.
XXX. Honour is pleasure accompanied by the idea of some
action of our own, which we believe to be praised by others.
XXXI. Shame is pain accompanied by the idea of some action
of our own, which we believe to be blamed by others.
XXXII. Regret is the desire or appetite to possess
something, kept alive by the remembrance of the said thing, and
at the same time constrained by the remembrance of other things
which exclude the existence of it.
XXXV. Benevolence is the desire of benefiting one whom we
pity. Cf. III. xxvii. note.
XXXVII. Revenge is the desire whereby we are induced,
through mutual hatred, to injure one who, with similar feelings,
has injured us. (See III. xl. Cor. ii and note.)
XLIII. Courtesy, or deference (Humanitas seu modestia), is
the desire of acting in a way that should please men, and
refraining from that which should displease them.
XLV. Luxury is excessive desire, or even love of living
sumptuously.
XLVII. Avarice is the excessive desire and love of riches.
XLVIII. Lust is desire and love in the matter of sexual
intercourse. Whether this desire be excessive or not, it is still
called lust.
PART IV:
OF HUMAN BONDAGE, OR THE STRENGTH OF THE EMOTIONS
PREFACE
Human infirmity in moderating and checking the emotions I name
bondage: for, when a man is a prey to his emotions, he is not his
own master, but lies at the mercy of fortune. As for the terms
good and bad, they indicate no positive quality in things
themselves, but are merely notions which we form from the
comparison of things one with another. Thus one and the same
thing can be at the same time good, bad, and indifferent. For
instance, music is good for him that is melancholy, bad for him
that mourns; for him that is deaf, it is neither good nor bad.
DEFINITIONS.
I. By good I mean that which we certainly know to be
useful to us.
II. By evil I mean that which we know to be a hindrance to
us in the attainment of any good.
AXIOM.
There is no individual thing in nature, than which there is not
another more powerful and strong, whereby it can be destroyed.
PROP. IV. It is impossible,
that man should not be a part of Nature.
PROOF: The power, whereby each particular thing, and
consequently man, preserves his being, is the power of God or of
Nature (I. xxiv. Coro.). Thus the power of man, in so far as it
is explained through his own actual essence, is a part of the
infinite power of God or Nature. QED.
PROP. VII. An emotion can
only be controlled or destroyed by another emotion contrary
thereto, and with more power for controlling emotion.
PROOF: When the mind is assailed by any emotion, the body
is at the same time affected with a modification whereby its
power of activity is increased or diminished, which force can
only be checked or destroyed by a bodily cause, thus an emotion
cannot be destroyed nor controlled except by a contrary and
stronger emotion. QED.
PROP. VIII. The knowledge
of good and evil is nothing else but the emotions of pleasure or
pain, in so far as we are conscious thereof.
PROOF: We call a thing good or evil, when it is of service
or the reverse in preserving our being, when it increases or
diminishes, helps or hinders, our power of to act. Thus, in so
far as we perceive that a thing affects us with pleasure or pain,
we call it good or evil. QED.
PROP. XV. Desire arising
from the knowledge of good and bad can be quenched or checked by
many of the other desires arising from the emotions whereby we
are assailed.
PROOF: From the true knowledge of good and evil, in so far
as it is an emotion, necessarily arises desire (Def. of the
Emotions, i.), the strength of which is proportioned to the
strength of the emotion wherefrom it arises (III. xxxvii.)
PROP. XVII. Desire arising
from the true knowledge of good and evil, in so far as such
knowledge is concerned with what is contingent, can be controlled
far more easily, than desire for things that are present.
PROOF: This Prop. is proved in the same way as the last
Prop. from IV. xii. Cor.
NOTE: I think this state of things gave rise to the
exclamation of the poet:12- "The better path I gaze at and
approve, The worse-I follow." Ecclesiastes seems to have had
the same thought in his mind, when he says, "He who
increaseth knowledge increaseth sorrow."
PROP. XVIII. Desire arising
from pleasure is, other conditions being equal, stronger than
desire arising from pain.
PROOF: Desire is the essence of a man. The force of desire
arising from pleasure must be defined by human power together
with the power of an external cause, whereas desire arising from
pain must be defined by human power only. Thus the former is the
stronger of the two. QED.
NOTE: Men who are governed by reason-that is, who seek
what is useful to them in accordance with reason, desire for
themselves nothing, which they do not also desire for the rest of
mankind, and, consequently, are just, faithful, and honourable in
their conduct.
PROP. XX. The more every
man endeavours, and is able to seek what is useful to him-in
other words, to preserve his own being-the more is he endowed
with virtue.
PROOF: Virtue is human power, which is defined solely by
man's essence (IV. Def. viii.), that is, which is defined solely
by the endeavour made by man to persist in his own being.
Wherefore, the more a man endeavours, and is able to preserve his
own being, the more is he endowed with virtue, and, consequently
(III.iv. and vi.), in so far as a man neglects to preserve his
own being, he is wanting in power. QED.
NOTE: No one, therefore, neglects seeking his own good, or
preserving his own being, unless he be overcome by causes
external and foreign to his nature.
PROP. XXIV. To act
absolutely in obedience to virtue is in us the same thing as to
act, to live, or to preserve one's being (these three terms are
identical in meaning).
PROOF: To act absolutely in obedience to virtue is nothing
else but to act according to the laws of one's own nature. QED.
PROP. XXVII. We know
nothing to be certainly good or evil, save such things as really
conduce to understanding, or such as are able to hinder us from
understanding.
PROOF: The mind, in so far as it reasons, desires nothing
beyond understanding, and judges nothing to be useful to itself,
save such things as conduce to understanding. But the mind (II.
xli., xliii. and note) cannot possess certainty concerning
anything, except in so far as it has adequate ideas. QED.
PROP. XXVIII. The mind's
highest good is the knowledge of God, and the mind's highest
virtue is to know God.
PROOF: The mind is not capable of understanding anything
higher than God, therefore the highest virtue of the mind is to
understand or to know God. QED.
PROP. XXXI. In so far as a
thing is in harmony with our nature, it is necessarily good.
PROOF: A thing is useful, in proportion as it is in
harmony with our nature, and vice versā. QED.
PROP. XXXV. In so far only
as men live in obedience to reason, do they always necessarily
agree in nature.
PROOF: men, in so far as they live in obedience to reason,
necessarily do only such things as are necessarily good for human
nature, and consequently for each individual man. QED.
COROLLARY I. Man acts absolutely according to the laws of
his nature, when he lives in obedience to reason.
COROLLARY II. As every man seeks most that which is useful
to him, so are men most useful one to another.
NOTE: It rarely happens that men live in obedience to
reason, for things are so ordered among them, that they are
generally envious and troublesome one to another. Nevertheless
they are scarcely able to lead a solitary life, so that the
definition of man as a social animal has met with general assent.
PROP. XXXVI. The highest
good of those who follow virtue is common to all, and therefore
all can equally rejoice therein.
PROOF: The highest good for those who follow after virtue
is to know God; that is (II. xlvii. and note) a good which is
common to all and can be possessed. by all men equally. QED.
NOTE: Man's highest good is common to all, inasmuch as it
is deduced from the very essence of man.
PROP. XLII. Mirth cannot be
excessive, but is always good; contrariwise, Melancholy is always
bad.
PROOF: Mirth (see its Def. in III. xi. note) is pleasure
in which the body's power of activity is increased or aided,
therefore Mirth is always good (IV. xxxix.), and cannot be
excessive. But Melancholy (see its Def. in the same note to III.
xi.) is pain which consists in the decrease of the body's power
of activity; therefore (IV. xxxviii.) it is always bad. QED.
PROP. XLIII. Stimulation
may be excessive and bad.
PROOF: Localized pleasure or stimulation (titillatio) is
pleasure, which, in so far as it is referred to the body,
consists in one or some of its parts being affected more than the
rest, therefore (IV. xxxviii.) it may be bad. QED.
PROP. XLIV. Love and desire
may be excessive.
PROOF: Love is pleasure, accompanied by the idea of an
external cause (Def. of Emotions, vi.); therefore stimulation,
accompanied by the idea of an external cause is love (III. xi.
note); hence love maybe excessive.
PROP. XLVII. Emotions of
hope and fear cannot be in themselves good.
PROOF: Emotions of hope and fear cannot exist without
pain. For fear is pain (Def. of the Emotions, xiii.), and hope
(Def. of the Emotions, Explanation xii. and xiii.) cannot exist
without fear. QED.
PROP. LXIV. The knowledge
of evil is an inadequate knowledge.
PROOF: The knowledge of evil (IV. viii.) is pain, in so
far as we are conscious thereof. Now pain is the transition to a
lesser perfection (Def. of the Emotions, iii.) and therefore
cannot be understood through man's nature (III. vi., and vii.);
therefore it is a passive state (III. Def. ii.) which (III. iii.)
depends on inadequate ideas; consequently the knowledge thereof
(II. xxix.), namely, the knowledge of evil, is inadequate. QED.
COROLLARY: Hence it follows that, if the human mind
possessed only adequate ideas, it would form no conception of
evil.
PROP. LXV. Under the
guidance of reason we should pursue the greater of two goods and
the lesser of two evils.
PROOF: We apply the terms good and bad to things, in so
far as we compare them one with another (see preface to this
Part); therefore, evil is in reality a lesser good; hence under
the guidance of reason we seek or pursue only the greater good
and the lesser evil. QED.
PROP. LXVIII. If men were
born free, they would, so long as they remained free, form no
conception of good and evil.
PROOF: I call free him who is led solely by reason; he,
therefore, who is born free, and who remains free, has only
adequate ideas; therefore (IV. lxiv. Coro.) he has no conception
of evil, or consequently (good and evil being correlative) of
good. QED.
PROP. LXXIII. The man, who
is guided by reason, is more free in a State, where he lives
under a general system of law, than in solitude, where he is
independent.
PROOF: The man, who is guided by reason, does not obey
through fear, but, in order to enjoy greater freedom, desires to
possess the general rights of citizenship. QED.
I now rearrange my remarks under leading heads.
I. All our endeavours or desires
so follow from the necessity of our nature, that they can be
understood either through it alone, or by virtue of our being a
part of nature.
II. Desires, which follow from our nature in such a manner that
they can be understood through it alone, are those which are
referred to the mind: the remaining desires are only referred to
the mind in so far as it conceives things inadequately.
III. Our actions, that is, those desires which are defined by
man's power or reason, are always good. The rest may be either
good or bad.
IV. Thus in life it is before all things useful to perfect the
understanding, or reason, as far as we can, and in this alone
man's highest happiness or blessedness consists, indeed
blessedness is nothing else but the contentment of spirit, which
arises from the intuitive knowledge of God: now, to perfect the
understanding is nothing else but to understand God.
PART V:
OF THE POWER OF THE UNDERSTANDING, OR, OF HUMAN FREEDOM
PREFACE
At length I pass to the remaining portion of my Ethics, which is
concerned with the way leading to freedom. I shall treat therein
of the power of the reason, showing how far the reason can
control the emotions. We shall determine solely by the knowledge
of the mind the remedies against the emotions, which I believe
all have had experience of, but do not accurately observe or
distinctly see, and from the same basis we shall deduce all those
conclusions, which have regard to the mind's blessedness.
AXIOMS.
I. If two contrary actions
be started in the same subject, a change must necessarily take
place, either in both, or in one of the two, and continue until
they cease to be contrary.
II. The power of an effect is defined by the power of its
cause, in so far as its essence is explained or defined by the
essence of its cause. (This axiom is evident from III. vii.)
PROPOSITIONS.
PROP. VI. The mind has
greater power over the emotions and is less subject thereto, in
so far as it understands all things as necessary.
PROOF: The mind understands all things to be necessary (I.
xxix.) and to be determined to existence and operation by an
infinite chain of causes; therefore (by the foregoing
Proposition), it thus far brings it about, that it is less
subject to the emotions arising therefrom, and (III. xlviii.)
feels less emotion towards the things themselves. QED.
PROP. X. So long as we are
not assailed by emotions contrary to our nature, we have the
power of arranging and associating the modifications of our body
according to the intellectual order.
PROOF: So long as we are not assailed by emotions contrary
to our nature, the mind's power, whereby it endeavours to
understand things (IV. xxvi.), is not impeded, and therefore it
is able to form clear and distinct ideas and to deduce them one
from another (II. xl. note. ii. and II. xlvii. note). QED.
NOTE: Those, who cry out the loudest against the misuse of
honour and the vanity of the world, are those who most greedily
covet it.
PROP. XVIII. No one can
hate God.
PROOF: The idea of God which is in us is adequate and
perfect (II. xlvi. xlvii.); consequently (III. lix.) there can be
no pain accompanied by the idea of God, in other words (Def. of
the Emotions, vii.), no one can hate God. QED.
COROLLARY: Love towards God cannot be turned into hate.
NOTE: It may be objected that we regard God as the cause
of pain. But I make answer, that, in so far as we understand the
causes of pain, it to that extent (V. iii.) ceases to be a
passion, that is, it ceases to be pain (III. lix.); therefore, in
so far as we understand God to be the cause of pain, we to that
extent feel pleasure.
PROP. XIX. He, who loves
God, cannot endeavour that God should love him in return.
PROOF: For, if a man should so endeavour, he would desire
(V. xvii. Coro.) that God, whom he loves, should not be God, and
consequently he would desire to feel pain (III. xix.); which is
absurd (III. xxviii.). Therefore, he who loves God, &c. QED.
PROP. XXIII. The human mind
cannot be absolutely destroyed with the body, but there remains
of it something which is eternal.
PROOF: There is necessarily in God a concept or idea,
which expresses the essence of the human body. But we have not
assigned to the human mind any duration, definable by time,
except in so far as it expresses the actual existence of the
body, which is explained through duration, and may be defined by
time-that is (II. viii. Coro.), we do not assign to it duration,
except while the body endures. Yet, as there is something,
notwithstanding, which is conceived by a certain eternal
necessity through the very essence of God (last Prop.); this
something, which appertains to the essence of the mind, will
necessarily be eternal. QED.
PROP. XXIV. The more we
understand particular things, the more do we understand God.
PROOF: This is evident from I. xxv.
PROP. XXX. Our mind, in so
far as it knows itself and the body under the form of eternity,
has to that extent necessarily a knowledge of God, and knows that
it is in God, and is conceived through God.
PROOF: Eternity is the very essence of God, in so far as
this involves necessary existence (I. Def. viii.). Therefore to
conceive things under the form of eternity, is to conceive things
in so far as they are conceived through the essence of God as
real entities, or in so far as they involve existence through the
essence of God; wherefore our mind, in so far as it conceives
itself and the body under the form of eternity, has to that
extent necessarily a knowledge of God, and knows, &c. QED.
PROP. XLII. Blessedness is
not the reward of virtue, but virtue itself; neither do we
rejoice therein, because we control our lusts, but, contrariwise,
because we rejoice therein, we are able to control our lusts.
PROOF: Since human power in controlling the emotions
consists solely in the understanding, it follows that no one
rejoices in blessedness, because he has controlled his lusts,
but, contrariwise, his power of controlling his lusts arises from
this blessedness itself. QED.
I have thus completed all I wished to set forth touching the mind's power over the emotions and the mind's freedom. Whence it appears, how potent is the wise man, and how much he surpasses the ignorant man, who is driven only by his lusts. The wise man is scarcely at all disturbed in spirit, but, being conscious of himself, and of God, and of things, by a certain eternal necessity, never ceases to be, but always possesses true acquiescence of his spirit. If the way which I have pointed out as leading to this result seems exceedingly hard, it may nevertheless be discovered. Needs must it be hard, since it is so seldom found. How would it be possible, if salvation were ready to our hand, and could without great labour be found, that it should be by almost all men neglected? But all things excellent are as difficult as they are rare.

Baruch Spinoza
1632-77
Spinoza's funeral was held at the Nieuwe kerk at Spui, the
Netherlands
There is confusion about his place of burial, and stories that
his body was stolen